Securities offering

Results: 1624



#Item
581Finance / Corporate finance / Initial public offering / Market depth / Financial system / Mathematical finance / Flash Crash / Uptick rule / Financial markets / Stock market / Financial economics

December 22, 2014 Brent J. Fields Secretary Securities and Exchange Commission 100 F Street NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2014-12-19 11:37:52
582Affinity fraud / Securities offering / Short / Ponzi scheme / Regulation D / Hedge fund / Financial economics / Finance / Investment

Top Investor Threats of 2015 “Regulators are seeing classic threats to investors morph into new or altered dangers, many fueled by the Internet. Overarching all of these threats are unlicensed agents selling unregister

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Source URL: www.ofi.la.gov

Language: English - Date: 2014-12-12 14:32:36
583Economics / International trade / International Investment Agreement / Organisation for Economic Co-operation and Development / Finance / Investment banking / Securities offering / Financial economics / Investment / Foreign direct investment

Roundtable on Freedom of Investment 17 8 October 2012 Summary of Roundtable discussions by the OECD Secretariat Organisation for Economic Co-operation and Development

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Source URL: www.oecd.org

Language: English - Date: 2014-07-04 11:59:46
584Investment banks / Stock market / Securities / United States securities law / Primary dealers / Initial public offering / Regulation S-K / Securities Act / Prospectus / Investment / Financial economics / Finance

Thomas Lima, et al. v. Vivint Solar, Inc., et al. 14-CV[removed]Complaint for Violation of the Federal Securities Laws

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Source URL: securities.stanford.edu

Language: English - Date: 2014-12-14 15:28:31
585Finance / Venture capital / Corporate finance / Angel investor / EBAN / Collective investment scheme / Securities offering / SPPEF / John May / Investment / Financial economics / Private equity

Investing in Private Companies Insights for Business Angel Investors Investing in Private Companies Insights for Business Angel Investors

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Source URL: www.eban.org

Language: English - Date: 2014-11-05 10:08:09
586Investment / SEC filings / Corporate crime / U.S. Securities and Exchange Commission / Initial public offering / Security / Securities Act / Regulation D / Stock market / Financial economics / Finance

ES152775 JEB HENSARLING, TX. CHAIRMAN United ~tatcs i~ousc of Rcprcscntati\Jrs

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Source URL: www.sec.gov

Language: English - Date: 2014-12-12 11:16:57
587Securities / Finance / United States securities law / Corporate finance / Initial public offering / Securities Act / Prospectus / Piper Jaffray / Securities market / Financial economics / Stock market / Investment

Chao Lu, et al. v. Jumei International Holding Limited, et al. 14-CV[removed]Complaint for Violation of the Federal Securities Laws

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Source URL: securities.stanford.edu

Language: English - Date: 2014-12-19 17:09:29
588United States securities law / Finance / United States corporate law / Securities / Auditing / Regulation S-K / Prospectus / Stock market / Financial economics / Investment

-4000501270Fund-ME Offering Circular IMPORTANT NOTICES TO PROSPECTIVE INVESTORS: The Company described in this Offering Circular is attempting to raise money for its business by offering securities to the public in Main

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Source URL: maine.gov

Language: English - Date: 2014-12-24 10:57:56
589Investment / Canadian Securities Administrators / Securities Act / Canadian securities regulation / Ontario Securities Commission / Security / Prospectus / Initial public offering / Autorité des marchés financiers / Stock market / Financial economics / Financial regulation

CSA Notice and Request for Comment Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. December 11, 2014 Introduction

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2014-12-11 15:12:50
590Venture capital / Corporate finance / Angel investor / National Angel Capital Organization / Seed money / Angel / Vator / Investor / Securities offering / Investment / Financial economics / Private equity

The 5W’s of angel investors: Everything you wanted to know about what these investors do, Maple Leaf Angels Written by Gerard Buckley with Hilary Green In the shadows of Bay Street, Canada’s established financial dis

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Source URL: www.angelcapitalassociation.org

Language: English - Date: 2014-12-24 12:12:33
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